KYC & Investor Management
Deep Alpha Advisory Platform supports onboarding, KYC and giving advice to persons and companies. The advice flow is configured separately for each investor type. Read more about Investor Card Propertiesο»Ώ
The AML lookup services allow advisors to automatically access and fetch data from political exposed persons (PEP) registers, sanctions lists, adverse media databases. Automatic lookups are supported in KYC onboarding flow and regular automatic lookups.
Deep Alpha Platform provides following lookup services:
- Enin for UBO lookups (companies)
- KYC sanctions register
- Trapets KS-PEP Edge
- Acuris C6 Global sanctions list
- Acuris C6 Global PEP list
- Acuris C6 Global adverse list
- Enin for UBO lookups (companies)
Feature accessibility
AML Lookups is an add-on functionality to Advisory and Order Execution products on Deep Alpha. Please contact Global Delivery Manager to benefit from this functinality and configure the solution according to your needs.
Regular lookups to configure services is done based on the AML Risk Model. All events and reports are available in a AML Dashboard and support documentation and workflow of processing for advisors and compliance operators
KYC Document Builder can use templates created with the PDF Template Editor to produce relevant documents such as Investor agreements and AML documents. Documents can be sent to other systems, support approval workflows and sent to Investors for signing.
