Order Execution

Deep Alpha Advisory Platform (DAAP) provides complete order execution flow, in addition to advice flow, discretionary mandate flow and authorized robo advisory. Order executing may be used as a stand-alone product on DAAP or as an integrated flow with MiFID II advisory.

Order execution is a simple 3-step advice flow to help advisors efficiently carry out orders and generate compliance documentation. Functionality is divided into following sections:

1. Order information
2. Instrument selection
3. Order summary

Order information

Order information is designed to perform the appropriateness assessment test. The assessment is designed as a multiple-choice questionnaire. Number of questions is not limited. DAAP comes with a pre-designed appropriateness assessment that is fully customizable. Advisor's notes have the capability to generate documentation based on company wide templates.

Instrument selection

A simple workflow for selecting instruments and setting the initial deposit and monthly saving plan

Cost analyses table

Table presents fees for selected instruments. Aid for an advisor to provide transparent advice session.



Order view

The visualization of the order summary. Final step to confirm that the order information is accurate before proceeding to automatic generation of order PDF document.

Supported Morningstar Attachments

Following attachments can be added to Order Execution final PDF report

• Prospectus
• Supplement to Prospectus
• SAI
• AnnualReport
• SemiannualReport
• Prospectus Preliminary
• SimplifiedProspectus
• Quarterly Report
• Supplement to SAI
• ProspectusSummary
• Key Feature
• Financial Leaflet
• Announcement
• Rulebook
• Factsheet
• Quarterly Factsheet
• Semi AnnualReport Summary
• Annual Report Summary
• Rulebook Summary
• Custodian Agreement
• SupToSummaryProspectus
• Pricing Supplement
• Daily Factsheet
• RiskAndReturn
• KIID
• KFS
• PHS