Order Execution

deep alpha advisory platform (dap) provides complete order execution flow order execution follows a smooth progression from order information, savings plan and automatically generated investment documentation with its modern and user friendly interface, order execution offers advisors a valuable tool for interacting with investors, whether they are collaborating in person or efficiently processing orders over the phone order executing flow may be used as a stand alone module on deep alpha, or as a parallel flow next to investment advisory flow, self service robo advisory and saving calculator general description order execution is an intuitive 3 4 step order flow to help advisors carry out order sessions and generate compliance documentation investor related functionality list overview of investors all clients / my clients investor information private / company investor kyc private / company list overview of sessions per investor order execution business flow order information 1 order information 2 instrument selection and initial / monthly saving plan order summary automatically generated investment pdf data transfer via api optional step in the flow requires integration general configuration capabilities provide the naming for the order execution flow i e "order", "additional investment" naming of the pages in the flow i e "session information", "financial situations", "instruments", "saving plan", "order" configure the sequence of pages configuration options are available for specific pages order information, order information 2, and instruments the order summary/confirmation page will be always the final page in the sequence the page order information 2, is an optional page and may be configured to map a wide range of business needs, i e financial situation, additional session information, in dept knowledge and experience, etc order information pages order information pages are configurable steps in the order flow with the goal to capture and record the information those steps may cover a wide range of business requirements, such as documenting details about the session for statistics, capturing additional information about the investor, their financial situation, or any other information that the business process may require supported field types text input number input text area drop down country drop down radio buttons button switch (y/n) check boxes multiple choice datepicker date/month/year datepicker year all fields types are configured as required or not required information field number inputs fields support digit formating and defining whether negative numbers are allowed table component in addition to supported fields mentioned above, the custom configured tables are available on the 2nd order information page it is possible to use multiple table components on the same page table types table with a summarized total row at the end ideal for aggregating numerical values table without a total row designed for the data that do not require aggregation or is logically not possible to aggregate (accounting year number for example) configurable table functionality allows greater flexibility to meet distinct requirements and various use cases in order execution flow limitations order information page 1 provides generic configuration order information page 2 supports two separate configuration depending on investor type person or company while there are no limitations to the number of tables, input fields, or questions in the configuration, it's important to consider the length of the page for an optimal user experience table component can be enabled only on the 2nd order information page advisor notes free text form for advisors to describe the session advisor notes can be configured as required field to be filled out advisor notes are available on following pages order information 1 order information 2 instrument selection advisor notes if filled out will be presented in the pdf documentation that will generated based on company wide order execution pdf template automatic error handling deep alpha's automated error handling alerts advisors whenever required information is missing it is not possible to complete the session unless all required fields are properly filled out instrument selection select instruments and define the initial deposit and monthly saving plan instruments to order table this table shows the overview of selected instruments and following information instrument name isin asset class custom product attribute 1 custom product attribute 2 custom product attribute 3 saving plan initial deposit saving plan monthly deposit search instruments functionality search instruments by name and isin optional custom data defined in the investment universe configuration often utilised to present sustainability performance, active share, currency if not shown in the instrument name etc it is possible to hide isin and asset class data columns from instruments to order table and from selected instruments table on the order summary page custom product attributes in the table supports a dynamic presentation of custom defined data for select products product attributes are desgined to highlighting key data points of the instruments to simplify the decision making process for investors and offers a more insightful comparison of various instruments this functionality enables the presentation of various data types potential usage may include displaying information like minimum investment required, sfdr article number, sustainability rating, status "considered sustainable" status (yes/no), active share, expense ratio, sharpe ratio, management fee, currency, equity portion, asset allocation ratio etc custom selected data will be presented in the instruments table next to the saving amount input fields the custom data can be configured in deep alpha as product attributes and allows for various value types such as binary (true/false), text, numbers, and combinations of text and numbers limitations it is possible to display up to three product attributes custom product attributes in the instrument search attributes configured in the instruments to order table are can be enabled to be automatically displayed in the search window product platform order execution flow supports configuration of one product platform tenants using the investment advisory flow have the option, but are not obligated, to use one of the product platforms configured in the advisory flow tenants using the same product platform for both business flows must consider the limitations of maximum 10 custom product attributes across the universe (5 binary and 5 number/text attributes) number of instruments in the product platform is not limited order summary the visualization of selected instruments in the order the advisor can review the selected instruments in the order to ensure accuracy before automatically generating the order pdf document expected value expected value graph to illustrate the potential outcomes of an investment based on selected instruments this component is optional cost analyses table table presents fees for selected instruments aid for an advisor to provide transparent advice session this component is optional pdf order execution deep alpha's powerful investment documentation engine enables the creation of elegantly styled pdfs, customized with the firm's branding, required compliance information and information to the investor read more about the pdf engine and the wide range of configuration possibilities here investment proposal engine docid\ uytpwb7wmab3ttch6aagd morningstar attachments supported morningstar attachments can be added to order execution final pdf report prospectus supplement to prospectus sai annualreport semiannualreport prospectus preliminary simplifiedprospectus quarterly report supplement to sai prospectussummary key feature financial leaflet announcement rulebook factsheet quarterly factsheet semi annualreport summary annual report summary rulebook summary custodian agreement suptosummaryprospectus pricing supplement daily factsheet riskandreturn kiid kfs phs