Order Execution

Deep Alpha Advisory Platform (DAP) provides complete Order Execution flow.

Order Execution follows a smooth progression from order information, savings plan and automatically generated investment documentation. With its modern and user-friendly interface, Order Execution offers advisors a valuable tool for interacting with investors, whether they are collaborating in-person or efficiently processing orders over the phone. Order Executing flow may be used as a stand-alone module on Deep Alpha, or as a parallel flow next to Investment Advisory Flow, self-service Robo Advisory and Saving Calculator.

Order Execution is an intuitive 3-4 step order flow to help advisors carry out order sessions and generate compliance documentation.

* Optional step in the flow ** Requires integration

Order information pages are configurable steps in the order flow with the goal to capture and record the information. Those steps may cover a wide range of business requirements, such as documenting details about the session for statistics, capturing additional information about the investor, their financial situation, or any other information that the business process may require.

All fields types are configured as required or not required information field. Number inputs fields support digit formating and defining whether negative numbers are allowed.

In addition to supported fields mentioned above, the custom configured tables are available on the 2nd Order Information page. It is possible to use multiple table components on the same page.

Configurable table functionality allows greater flexibility to meet distinct requirements and various use cases in order execution flow.

Free text form for advisors to describe the session. Advisor notes can be configured as required field to be filled out. Advisor notes are available on following pages

Advisor notes if filled out will be presented in the PDF documentation that will generated based on company wide Order Execution PDF template.

Deep Alpha's automated error handling alerts advisors whenever required information is missing. It is not possible to complete the session unless all required fields are properly filled out.

Select instruments and define the initial deposit and monthly saving plan.

Instruments to order table

This table shows the overview of selected instruments and following information:

* Optional custom data defined in the investment universe configuration. Often utilised to present sustainability performance, active share, currency if not shown in the instrument name etc. It is possible to hide ISIN and Asset Class data columns from Instruments to Order table and from Selected Instruments table on the Order summary page.

Supports a dynamic presentation of custom-defined data for select products. Product attributes are desgined to highlighting key data points of the instruments to simplify the decision-making process for investors and offers a more insightful comparison of various instruments. This functionality enables the presentation of various data types. Potential usage may include displaying information like minimum investment required, SFDR Article Number, sustainability rating, status "considered sustainable" status (yes/no), active share, expense ratio, Sharpe ratio, management fee, currency, equity portion, asset allocation ratio etc.

Custom-selected data will be presented in the Instruments table next to the saving amount input fields. The custom data can be configured in Deep Alpha as Product Attributes and allows for various value types such as binary (true/false), text, numbers, and combinations of text and numbers.

Limitations

Attributes configured in the Instruments to order table are can be enabled to be automatically displayed in the search window.

Order Execution flow supports configuration of one product platform.

Tenants using the Investment Advisory flow have the option, but are not obligated, to use one of the product platforms configured in the advisory flow. Tenants using the same product platform for both business flows must consider the limitations of maximum 10 custom product attributes across the universe (5 binary and 5 number/text attributes).

Number of instruments in the product platform is not limited.

The visualization of selected instruments in the order. The advisor can review the selected instruments in the order to ensure accuracy before automatically generating the order PDF document.

Expected value graph to illustrate the potential outcomes of an investment based on selected instruments. This component is optional.

Table presents fees for selected instruments. Aid for an advisor to provide transparent advice session. This component is optional.



Deep Alpha's powerful investment documentation engine enables the creation of elegantly styled PDFs, customized with the firm's branding, required compliance information and information to the investor. Read more about the PDF engine and the wide range of configuration possibilities here: Investment Proposal Engine

Supported Morningstar Attachments can be added to Order Execution final PDF report